Financial Services

Four Tips to Avoid Problems with the SEC when using Social Media

Do you want to use social media to disseminate information about your firm or ideas, but you are unclear about the SEC’s rules for using social media to disseminate investment information?  Is this lack of clarity preventing you from using social media to disseminate information? 

If so, you are reducing your firm’s opportunities for developing credibility and authority with investors.  There are four basic rules that can prevent violations of SEC rules.